Risk Assessment Policy
1. Purpose
This policy outlines how risks are identified, assessed, managed and reviewed within our Alternative Provision. It ensures that pupils, staff, tutors and others involved in our services remain safe across all learning environments.
2. Principles
Risk assessment is an ongoing process that informs safe practice.
All activities, environments and individual pupil needs must be assessed for potential risks.
Control measures must be proportionate, practical and effective.
Staff share responsibility for recognising and reporting risks.
Safeguarding is embedded within all risk assessment activity.
3. Scope
This policy applies to:
Home-based sessions
Community sessions
Online delivery
Off-site activities or trips
Transport arrangements (where applicable)
Individual pupils with behavioural, medical or safeguarding needs
Staff lone working contexts
Any environment used for our provision
4. Types of Risk Assessments
4.1 General Environment Risk Assessments
Used for homes, community centres or other venues where sessions take place, covering:
Physical safety
Fire safety
Infection control
Accessibility
Environmental hazards
4.2 Individual Pupil Risk Assessments
Created where a pupil has:
Medical needs
Behavioural risks
Safeguarding concerns
Disabilities or additional needs requiring adjustments
4.3 Activity-Specific Risk Assessments
Conducted when undertaking higher-risk activities, such as:
Outdoor learning
Practical tasks
Off-site visits
4.4 Lone Working Risk Assessments
Used for tutors working alone in homes or community settings, covering:
Entry and exit safety
Communication procedures
Emergency contacts
Identifying and reporting concerns
5. Responsibilities
5.1 Organisation
The organisation will:
Provide templates, guidance and training for staff.
Ensure risk assessments are completed before provision begins.
Review assessments regularly and update when circumstances change.
Maintain oversight of high-risk cases.
5.2 Tutors and Staff
Staff must:
Conduct or contribute to risk assessments relevant to their work.
Read and follow all risk assessments issued to them.
Identify new or emerging risks and report them immediately.
Implement control measures consistently.
Request support where risks cannot be managed safely.
5.3 Parents and Carers
Parents/carers must:
Provide accurate information about the pupil’s needs, risks and home environment.
Notify staff of changes affecting safety.
Ensure the home environment is suitable for sessions.
6. Completing Risk Assessments
Risk assessments must include:
Identification of hazards
Who may be harmed and how
Current control measures
Further actions required
Residual risk rating
Review date
Named person responsible
Assessments must be completed before sessions begin and updated if:
A new risk arises
A significant incident occurs
There is a change in environment, behaviour, health or provision
Staff raise concerns during delivery
7. Control Measures
Control measures may include:
Adjusting the environment
Altering seating or layout
Reducing triggers for behaviours of concern
Implementing 1:1 ratios
Safe storage of equipment
Clear communication strategies
Personalised behaviour or medical plans
Increased supervision
Control measures must be realistic and consistently applied.
8. Reviewing Risk Assessments
Risk assessments are reviewed:
At least termly or half-termly for ongoing provision
Following any incident or near-miss
When pupil needs change
When moving to a new location
At the request of staff or parents if concerns arise
High-risk pupils may require more frequent reviews through MDT meetings.
9. Recording and Documentation
All risk assessments must be:
Written using approved templates
Stored securely and accessible to relevant staff
Shared with parents/carers and the referring body where appropriate
Reviewed and signed by a senior staff member
Records of actions taken must be maintained.
10. Escalation of Concerns
Where a tutor identifies a risk they cannot manage safely:
They must stop the session if necessary.
Concerns must be reported to senior management or the DSL immediately.
A revised risk assessment or support plan will be implemented.
If a risk poses immediate danger, emergency services may be contacted.
11. Monitoring Compliance
Senior staff will monitor:
Completion and quality of risk assessments
Implementation of control measures
Incident and near-miss patterns
Staff training needs
Findings will inform organisational safety improvements.
12. Review
This policy is reviewed annually or sooner if legislation, guidance or operational practices change.

